Financial Conduct Authority - GOV.UK

Financial Conduct Authority

The Financial Conduct Authority (FCA) regulates the financial services industry in the UK. Its role includes protecting consumers, keeping the industry stable, and promoting healthy competition between financial service providers.

FCA works with HM Treasury.

Guidance and regulation

Competition Act 1998 cases in the sectors regulated by UKCN members
- 20 December 2023
- Guidance
HMT Privacy Notice for the investigation into the FCA’s regulation of London Capital and Finance Plc
- 24 November 2020
- Guidance

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News and communications

Request for regulators to publish an update on their strategic approach to AI: Secretary of State letters
- 15 February 2024
- Correspondence
Letter from the Digital Regulation Cooperation Forum to the DCMS Secretary of State
- 29 April 2022
- Correspondence

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Research and statistics

Findings from the DRCF Algorithmic Processing workstream - Spring 2022
- 23 September 2022
- Research and analysis
Advising on Pension Transfers (CP17/16, PS18/6) 2/2: RPC Opinion
- 14 August 2019
- Research and analysis

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Policy papers and consultations

Value for Money: A framework on metrics, standards, and disclosures
- 25 July 2023
- Consultation outcome
Digital Regulation Cooperation Forum (DRCF) workplan 2023 to 2024: Call for input
- 9 January 2023
- Closed consultation

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Transparency and freedom of information releases

Financial Conduct Authority (FCA) Annual Report and Accounts 2019/20 (for the year ended 31 March 2020)
- 10 September 2020
- Corporate report
CMA and FCA memorandums of understanding
- 7 August 2019
- Corporate report

See all transparency and freedom of information releases